ITEM 8-C

City Council Meeting  9-29-92            Santa Monica, California

                          STAFF REPORT

TO:         Mayor and City Council

FROM:       City Attorney

SUBJECT:    Ordinance Adopting A Mandatory Seismic
            Retrofitting Ordinance and the Santa
            Monica Amendments Thereto

      At its meeting on September  22,  1992,  the  City  Council
introduced  for  first  reading an ordinance adopting a Mandatory
Seismic Retrofitting Ordinance and the  Santa  Monica  amendments
thereto.   The ordinance is now presented to the City Council for
adoption.

                         RECOMMENDATION

      It  is  respectfully  recommended  that  the   accompanying
ordinance be adopted.

PREPARED BY:  Joseph Lawrence, Acting City Attorney
              Linda A. Mills-Coyne, Deputy City Attorney


                      ORDINANCE NUMBER ____

                      (City Council Series)

             AN ORDINANCE OF THE CITY COUNCIL OF THE
        CITY OF SANTA MONICA ADOPTING A MANDATORY SEISMIC
           RETROFITTING ORDINANCE AND THE SANTA MONICA
                       AMENDMENTS THERETO

      WHEREAS, the City Council has heard public testimony on and
has  discussed  and  considered certain serious general community
safety problems caused by the number, size, location, and present
use   of  some  125  pre-1934  unreinforced  masonry  potentially
hazardous buildings; and

      WHEREAS, the City Council has considered the probability of
potentially  damaging  seismic  activity affecting the community;
and

      WHEREAS,  the  City  Council  finds  that  the  community's
exposure  to  the damaging effects of such local seismic activity
with  potential  demands  on  emergency  services  needs  to   be
significantly reduced; and

      WHEREAS, on April 14, 1981, the City  Council  adopted,  as
part  of  the  Santa  Monica  Municipal  Code ("Code"), Ordinance
Number  1201  (CCS)  relating  to  Supplemental  Seismic   Safety
Rehabilitation Requirements; and

      WHEREAS,  on  July  25,  1989,  the  City  Council  adopted
Ordinance  Number  1489  (CCS)  to  require  "Seismic  Evaluation
Reports" for pre-1934 unreinforced  masonry  structures  and  has
considered a summary of the results of such reports; and

      WHEREAS, the City Council has considered Appendix Chapter 1
of the 1991 Edition of the Uniform Code for Building Conservation
("UCBC") published by the International  Conference  of  Building
Officials  ("ICBO")  and  recommended by the State Seismic Safety
Commission   as   the   technical   specifications    ("Technical
Specifications")  of  the  model ordinance ("Model Ordinance") to
local governments in Seismic Hazard Zone 4 of  California  as  an
effective earthquake hazard mitigation program for buildings with
unreinforced masonry bearing wall construction; and

      WHEREAS, Santa Monica is located in Seismic Hazard Zone  4;
and

      WHEREAS, the City Council finds that  compliance  with  the
Technical  Specifications  will reduce the risk of damage, death,
and injury, and reduce the  demand  on  City  emergency  services
that  may  result  from  the  effects  of earthquakes on existing
unreinforced masonry buildings,  but  that  compliance  will  not
necessarily   prevent   loss  of  life  or  injury,  nor  prevent
earthquake damage; and

      WHEREAS, the City Council has considered certain additions,
amendments, and modifications to the Model Ordinance for purposes
of administration and enforcement in the City  of  Santa  Monica;
and

      WHEREAS, the City Council finds  that  the  proposed  Model
Ordinance  with  certain  additions, amendments and modifications
will  assist  in  maintaining  the  community's  total   building
inventory within the present capabilities of the City's emergency
services; and

      WHEREAS, the adoption of the proposed Model Ordinance  with
certain  additions, amendments and modifications will establish a
mitigation  program  for  potentially  hazardous   buildings   as
required  by  Government  Code  Section 8875 (previously known as
Senate Bill 547); and

      WHEREAS, the City Council finds that it is in the  interest
of  the  health,  safety,  and  welfare  of the citizens of Santa
Monica to adopt a mandatory seismic retrofitting ordinance,

      NOW, THEREFORE, THE CITY  COUNCIL  OF  THE  CITY  OF  SANTA
MONICA DOES ORDAIN AS FOLLOWS:

      SECTION 1.  Section 8.04.220 is added to the  Santa  Monica
Municipal Code to read as follows:

            SECTION 8.04.220.  Seismic  Retrofitting  Code.
      That certain document entitled "Appendix Chapter 1 of
      the  Uniform  Code  of  Building  Conservation,  1991
      Edition" published by the International Conference of
      Building Officials  is  hereby  adopted  as  amended,
      deleted,   or   modified   herein   as   the  Seismic
      Retrofitting Code of the City of  Santa  Monica,  and
      shall  be referred to, together with such amendments,
      deletions, or modifications thereto as  the  "Seismic
      Retrofitting Code."

      SECTION 2.  Section 8.04.140 of the Santa Monica  Municipal
Code is amended to read as follows:

            SECTION  8.04.140.   Section  206(c)   of   the
      Uniform  Administrative  Code, 1991 edition, relating
      to   Supplemental   Seismic   Safety   Rehabilitation
      Requirements is amended to read as follows:

            Division 1.00.  Scope.  The provisions of  this
      Section  shall  apply  to  all  pre-1934 unreinforced
      masonry structures which currently have or may in the
      future  have  recorded  against them on the record of
      title in the County Recorder's Office a City  "Notice
      of Substandard and Potentially Hazardous Building."

            Division 2.00.  Compliance  Requirements.   The
      owner  of  each  building  within  the  scope of this
      Section shall, within the time limits  set  forth  in
      this  Section,  cause the building to be structurally
      altered  to  conform  to  the  earthquake   standards
      specified in the Seismic Retrofitting Code.

            Division  3.00.   Occupant  Load  and  Building
      Type.   The occupant load of each building subject to
      the Seismic Retrofitting Code shall be determined  by
      the Building Official in accordance with Section 3302
      of  the  Uniform  Building  Code.   For  purposes  of
      complying  with the time limits set forth in Division
      4.00,  the  rating  classification  ("Type")  of  the
      building shall be defined as follows:

    Rating                       Building   Occupant
    Classification               Type       Load

    Essential                    I          Any

    _______________________________________________________

    High risk                    II         100 or more

    _______________________________________________________

    Medium risk                  III-A      100 or more

                                 III-B      More than 20,
                                            but fewer than
                                            100
    _______________________________________________________

    Low risk                     IV         Fewer than 20

    _______________________________________________________

            An "essential" building shall be  any  building
      that must be usable in the event of an emergency, and
      shall include hospitals, police and fire stations and
      disaster  recovery  centers.   A "high risk" building
      shall be any building with 100 or more occupants  and
      without  masonry  or woodframe crosswalls spaced less
      than 40 feet apart in each  story.   A  "medium  risk
      subclass  A"  building shall be any building with 100
      or more  occupants  and  with  masonry  or  woodframe
      crosswalls  spaced  less  than  40 feet apart in each
      story.  A "medium risk subclass B" building shall  be
      any  building  with  more  than 20 but fewer than 100
      occupants.   A  "low  risk"  building  shall  be  any
      building with fewer than 20 occupants.

            Division 4.00.  Timetable for Compliance.   The
      time  limits  set forth below shall begin to run from
      the date the Seismic Retrofitting  Code  is  adopted.
      The  owner  of  a  building  within the scope of this
      Section shall comply with the requirements set  forth
      herein and in the Seismic Retrofitting Code by filing
      for  a  permit,  submitting  plans  to  the  Building
      Official,   commencing  construction  and  completing
      construction within the time limits specified below:

                         File for
                         Permit and
                         Submit
                         Plans to
Required                 Building   Commence        Complete
Action         Building  Official   Construction    Construction
By Owner       Type      Within     Within          Within


A.  Install    Type I,
    Wall       II, III,
    Anchors:   IV        180 Days   270 Days        1 Year


B.  If Wall
    Anchors
    Installed,
    Then Make
    Structural
    Alterations:

               Type I    635 Days   2 Years         4 Years
                         (1 yr
                         9 mos)
               Type II   635 Days   2 Years         4 Years
                         (1 yr
                         9 mos)
               Type III 2825 Days   8 Years         10 Years
                         (7 yrs
                         9 mos)
               Type IV  2825 Days   8 Years         10 Years
                         (7 yrs
                         9 mos)


                         File for
                         Permit and
                         Submit
                         Plans to
Required                 Building   Commence        Complete
Action         Building  Official   Construction    Construction
By Owner       Type      Within     Within          Within

C.  If Wall
    Anchors
    Are Not
    Installed,
    Then Make
    Structural
    Alterations:

               Type I    270 Days   1 Year          2 Years
               Type II   270 Days   1 Year          2 Years
               Type III 1000 Days   3 Years         4 Years
                         (2 yrs
                         9 mos)
               Type IV  1365 Days   4 Years         5 Years
                         (3 yrs
                         9 mos)
_________________________________________________________________

      Such plans shall be  prepared  by  a  State  licensed
      architect  or  engineer.   After  plans are filed and
      approved by the Building Official,  the  owner  shall
      obtain  a  Building  Permit  and  then  commence  and
      complete the required construction  within  the  time
      limits  set  forth  above.   That portion of the plan
      check and building permit fees that are allocable  to
      structural   alteration   of  the  building  that  is
      necessary   for   compliance   with    the    Seismic
      Retrofitting  Code  shall  be  waived by the Building
      Official.

            An  owner  electing  to  install  wall  anchors
      pursuant  to  the  Seismic  Retrofitting Code is also
      required to structurally alter the building  to  make
      it  fully  comply  with the Seismic Retrofitting Code
      within the time limits set forth herein.

            Division    5.00.     Historical     Buildings.
      Buildings     designated     as    historically    or
      architecturally significant  landmarks  on  national,
      state or local historical registers shall comply with
      the  Seismic  Retrofitting  Code.   At  the  Building
      Official's    discretion,    modifications   to   the
      retrofitting  standards  set  forth  in  the  Seismic
      Retrofitting  Code  may  be  made  so  long  as  such
      modifications are consistent with the  provisions  of
      the State Historic Building Code.

            Division 6.00.  Demolition.  An owner  desiring
      to  demolish a building must nevertheless comply with
      the  provisions  of  this  Code  unless  such   owner
      receives permission to demolish the building prior to
      the time limits set forth in Division 4.00 herein for
      the filing of a permit and the submitting of plans to
      the Building Official.  Such an owner shall submit  a
      Demolition   Permit   Application   to  the  Building
      Official and shall meet all of the  requirements  for
      demolition  imposed  by  this  Code including but not
      limited to those requirements set  forth  in  Section
      9048.1 of this Code before such a demolition shall be
      permitted.  Nothing in this Section or in the Seismic
      Retrofitting  Code  shall  be  deemed  to  relieve  a
      building  owner  of  meeting  the  requirements   for
      demolition   of  a  building  imposed  by  any  other
      applicable law or regulation.

            Division    7.00.     Appeal     of     Initial
      Determination.   The owner of any building may appeal
      the Building Official's  initial  determination  that
      the  building is within the scope of this Code to the
      Building  and  Safety  Commission  as  the  Board  of
      Appeals  established  by  Section  204 of the Uniform
      Administrative  Code,  as  amended  and  adopted   at
      Section  8101  of  this  Code.   Such appeal shall be
      filed with the Board within sixty (60) days from  the
      date the Seismic Retrofitting Code becomes effective.
      Any such appeal shall be  decided  by  the  Board  no
      later  than  ninety  (90)  days  after filing and the
      grounds  thereof  shall   be   stated   clearly   and
      concisely.   Appeals  or  requests  for modifications
      from any other determinations, orders, or actions  by
      the Building Official pursuant to this Section may be
      made in accordance with the procedures established in
      Sections 105 and 106 of the Uniform Building Code and
      Section 204 of the Uniform  Administrative  Code,  as
      adopted by the City.

            Division 8.00.  Enforcement.   If the owner  in
      charge  or  control  of the subject building fails to
      comply with this Code within any of the  time  limits
      set  forth  herein,  the  Building Official may order
      that the entire building  be  vacated  and  that  the
      building  remain  vacated  until  this  Code has been
      complied with.  If compliance has not been  initiated
      within  ninety  (90) days after the date the building
      has been ordered vacated or such additional  time  as
      may  have  been  granted by the Board of Appeals, the
      Building Official may  (i)  commence  the  building's
      demolition  in  accordance  with  the  provisions  of
      Section 203 of  the  Uniform  Building  Code  and  in
      accordance with the Uniform Code for the Abatement of
      Dangerous Buildings, as adopted by the City; or, (ii)
      undertake  and complete such structural alteration of
      the building as may be necessary in the sole judgment
      of  the  Building  Official  to cause the building to
      conform to the earthquake standards specified in  the
      Seismic  Retrofitting  Code,  and to cause a lien for
      the costs of such structural alteration to be  placed
      against   the  property.   No  demolition  may  occur
      pursuant to this  Division  8.00  without  compliance
      with   all   City   laws  and  regulations  governing
      demolitions.

            Division  9.00.    Appeal   Based   on   Severe
      Financial  Hardship.   The  owner of any building may
      appeal on the basis of severe financial hardship from
      compliance  with  this  Code.   Such  appeal shall be
      filed with the  City's  Chief  Financial  Officer  no
      later  than  one  hundred twenty (120) days after the
      effective date of this Code.  Any such  appeal  shall
      be  decided  by  the Chief Financial Officer no later
      than ninety (90) days after filing  and  the  grounds
      thereof shall be stated clearly and concisely.

            The burden shall be on the owner to demonstrate
      conclusively  that  compliance  with  this Code shall
      result in  severe  financial  hardship.   Documentary
      evidence  shall be submitted by the owner at the time
      the appeal is filed  and  shall  clearly  demonstrate
      that compliance with this Code shall result in severe
      financial hardship.  Such  documentary  evidence  may
      include, but shall not be limited to, the owner's tax
      returns,   general   ledgers,   rental   and    lease
      agreements, personal and corporate income and expense
      records, and any such other  financial  documents  or
      information  as  the  owner  desires  to  submit  for
      consideration  or  as  the  City's  Chief   Financial
      Officer  deems  necessary  or desirable in evaluating
      the owner's claim of hardship.  The  failure  of  the
      owner   to   provide   any   financial   document  or
      information requested by the Chief Financial  Officer
      shall result in denial of the appeal.

            Any  person  denied  an  appeal  by  the  Chief
      Financial  Officer  may  appeal the denial to a three
      person Financial Hardship Appeal Board established by
      the  City  Manager.  Any such appeal shall be made in
      writing within ten (10) days of the denial and  shall
      be  based  on  the  evidence  supplied  to  the Chief
      Financial Officer.  The Appeal Board may  approve  or
      deny  any  appeal  and  may  relieve  an  owner  from
      compliance with the requirements of Section 8.04.140,
      Division  4.00  (A),  (B), or (C) of this Chapter, as
      the  Appeal  Board  in  its  sole  discretion   deems
      financially  feasible.  The decision of the Financial
      Hardship Appeal  Board  shall  be  final  except  for
      judicial  review  and  shall not be appealable to the
      City Council.  The  Appeal  Board  is  authorized  to
      establish   procedures   for   the   processing   and
      consideration of appeals.

            In any case where a building is  exempted  from
      compliance  with  the  Code on the basis of financial
      hardship, such exemption shall be null and  void  and
      of  no  further  force  or  effect  at  the  time the
      building is sold or experiences  a  major  change  of
      occupancy as defined in the Building Code.

      SECTION 3.  Section 8.04.190 of the Santa Monica  Municipal
Code is amended to read as follows:

            SECTION 8.04.190.  Application.

            (a)   Any  violation  of  the   Uniform   Codes
      (contained  in  Sections  8101  through  8108  and in
      Section  8112  of  this  Code)  or  local  amendments
      thereto  (contained  in Section 8109.1 through 8109.8
      of this Code) shall be a misdemeanor as provided  for
      in Section 1200 of this Code.

            (b)  The amendments to the  Uniform  Codes  and
      local  amendments  thereto  shall  not  in any manner
      affect the prosecution for violations thereof,  which
      violations were committed prior to the effective date
      of the ordinance adopting the Section and  shall  not
      affect any prosecution or action which may be pending
      in  any  court  for  the  violation  of  any  of  the
      provisions  thereof.   As to any such violation or as
      to any such prosecution  or  pending  prosecution  or
      action,   the  Uniform  Codes  and  local  amendments
      thereto in  effect  prior  to  the  adoption  of  the
      ordinance  adopting  this  Section shall be deemed to
      continue and be in full force and effect.

            (c)  The provisions of the  amendments  to  the
      Uniform  Codes  and local amendments thereto, insofar
      as they are substantially the same as the  provisions
      in  effect  prior  to  the  adoption of the ordinance
      adopting  this  Section   shall   be   construed   as
      restatements   and   continuations  and  not  as  new
      enactments.

            (d)  The provisions of Sections 8109.1  through
      8109.7  are adopted pursuant to Article XI, Section 7
      of the California Constitution  in  addition  to  the
      authority contained in the Health and Safety Code and
      are adopted to protect the public health, safety, and
      welfare of the City.

            (e)  The preamble  to  the  ordinance  adopting
      this   Section   should   be  consulted  for  further
      findings, background, and legislative history.

      SECTION 4.  Any provisions of the  Santa  Monica  Municipal
Code  or  appendices  thereto inconsistent with the provisions of
this Ordinance, to the extent  of  such  inconsistencies  and  no
further, are hereby repealed or modified to that extent necessary
to affect the provisions of this Ordinance.

      SECTION 5.  If any section, subsection,  sentence,  clause,
or  phrase of this Ordinance is for any reason held to be invalid
or unconstitutional by a decision of any court of  any  competent
jurisdiction,  such decision shall not affect the validity of the
remaining portions of this Ordinance.  The  City  Council  hereby
declares  that  it would have passed this Ordinance, and each and
every  section,  subsection,  sentence,  clause,  or  phrase  not
declared  invalid  or  unconstitutional without regard to whether
any portion of  the  Ordinance  would  be  subsequently  declared
invalid or unconstitutional.

      SECTION 6.  The Mayor shall sign and the City  Clerk  shall
attest  to  the  passage of this Ordinance.  The City Clerk shall
cause the same to be published once  in  the  official  newspaper
within  15  days after its adoption.  This Ordinance shall become
effective after 30 days from its adoption.

APPROVED AS TO FORM:

__________________________________
JOSEPH LAWRENCE
Acting City Attorney