Item 7-A

 

Council Mtg:  November 11, 2003                                                     Santa Monica, California

 

 

TO:                  Mayor and City Council

 

FROM:            City Staff

 

SUBJECT:     Formula Business Restrictions on the Third Street Promenade

 

INTRODUCTION

This report provides for City Council introduction and first reading of an interim ordinance requiring any new or expanded formula retail establishment proposed for the Third Street Promenade to obtain a Use Permit pursuant to special findings.

BACKGROUND

 

On September 9, 2003, the City Council held a study session regarding a variety of matters related to the Promenade Uses Task Force, including regulation of “formula” businesses, commonly known as “chain stores.” Following the discussion of formula businesses, Council directed staff to draft legislation providing for regulation of formula retail businesses on the Promenade.  The Council also introduced an interim ordinance limiting new or expanded retail frontages on the Third Street Promenade to no more than 50 linear feet.

DISCUSSION

 

As discussed in the September 9, 2003 staff report, a number of cities have considered or enacted legislation targeting formula businesses, ranging from outright bans on formula restaurants to caps on the number of permitted formula restaurants to special review requirements for formula retail and restaurants.  The public hearing and Council discussion articulated several reasons in support of formula business regulation on the Promenade, including:

·        Maintaining the distinctive and diverse character of the Third Street Promenade, which has been impacted by the loss of unique businesses;

 

·        Promoting diverse and inviting retail storefronts that impart a sense of streetscape continuity to the pedestrian environment of the Promenade;

 

·        Protecting the Promenade from an over-abundance of certain types of businesses that detract from the street’s overall pedestrian appeal; 

 

·        Promoting the long-term economic viability of the Promenade, as the appeal of the Promenade to tourists and regional visitors diminishes when merchants on the Promenade are located in most other communities;

 

·        Promoting a strong and diverse retail base as a cornerstone of the Promenade’s long-term economic viability;

 

·        Promoting businesses that target their goods and services to the needs of Santa Monica residents;

 

·        Maintaining a mix of local, regional and national businesses, and small, medium, and large businesses;

 

·        Maintaining local influence in the content of products and merchandise; and

 

·        Promoting greater recycling of business revenues and profits into the local economy.

 

 

Definition of Formula Business

Formula retail is generally defined as a type of retail activity or retail sales establishment which is required by contractual or other arrangement to maintain any of the following standardized elements: array of services or merchandise, business name, décor, architecture, layout, uniform, or similar standardized feature.  Movie theaters, hotels, drug stores, grocery stores, and automobile service stations are typically excluded from formula business regulations.

PROPOSED INTERIM ORDINANCE

 

The proposed interim ordinance would require proposed new or expanding formula businesses with frontage on the Third Street Promenade to obtain a Use Permit.  In order to grant the Use Permit, the Zoning Administrator, or the Planning Commission on appeal, would be required to make the following findings:

·        The formula retail establishment has been designed and will be operated in a manner to preserve the unique character and ambiance of the Promenade;

 

·        The formula retail establishment is consistent with the goals, objectives and policies of the Bayside District Specific Plan;

 

·        The formula retail establishment will contribute to an appropriate balance of local, regional and national-based businesses on the Third Street Promenade; and

 

·        The formula retail establishment will contribute to an appropriate balance of small, medium and large-sized businesses on the Third Street Promenade.

 

In addition, the granting authority would be required to make general Use Permit findings regarding the compatibility of the proposed use.  The ordinance requirements apply to general retail uses, but not to restaurants, cinemas or other permitted non-retail uses. 

 

The proposed regulatory review requirements and findings are similar to those enacted by the City of Coronado, California in January 2001.  The Court of Appeal recently upheld the ordinance and rejected a constitutional challenge based upon the commerce clause of the federal constitution.  That clause limits state and local power to regulate interstate commerce.  The decision in the Coronado case is unpublished and therefore could not be cited in defense of any similar ordinance.  Moreover, the outcome in the case may have been based on Coronado’s particular facts or upon the limited record before the Court of Appeal.  Thus, the decision does not establish cities’ authority in the area of regulating formula retail.  Nonetheless, the decision provides some indication of how a similar ordinance might fare in court. 

OTHER OPTIONS AND CONSIDERATIONS

 

The Council may wish to contemplate regulatory approaches other than that contained in the proposed ordinance.  Other potential approaches, as well as general considerations with respect to the regulation of formula retail, are discussed below. 

 

Moratorium or Cap

During its September 9 discussion of this matter, Council members remarked that certain formula businesses are important members of the local community, offering goods and services that are affordable, valued by local residents, and otherwise unavailable in the local market.  The proposed ordinance provides a means for monitoring the proliferation of formula retail businesses on the Promenade while providing applicants with an opportunity to articulate how the proposed use would contribute to the diversity and ambiance of the Promenade.

 

A moratorium on additional formula retail on the Promenade or limits on the total Promenade frontage or square footage of formula businesses would risk eliminating all opportunities for formula businesses that could add to the diversity, character and economic strength of the Promenade (i.e. a formula retailer that the community perceives as very desirable for the Promenade could be automatically blocked by the limits).

       

Application to Restaurants

The Council and public discussion regarding the proliferation of formula businesses has largely focused on formula retail establishments.  The proposed ordinance would require a use permit of formula retail establishments, but not of formula restaurants.  Formula restaurants could be included in the ordinance if Council wishes to implement safeguards against formula restaurant proliferation.  Currently, the Promenade includes a variety of independent and formula restaurants.  Unlike the retail landscape, the Promenade has not experienced a recent proliferation of formula restaurants. Restaurants that have recently opened or are planned for the Promenade include independents and chains. The Promenade Uses Task Force articulated a principal goal of attracting and retaining restaurants on the Promenade and recommended reducing regulatory burdens to encourage the establishment of restaurants in furtherance of this goal.  New regulatory hurdles could hinder restaurant development.  In addition, several area restaurants that are generally perceived as independent and valued members of the community are actually part of small chains and desirable restaurants of this sort would likely be subject to the special requirements of the ordinance, unless the definitions were altered.

 

Geographical Target Area

The Council and public discussion regarding the proliferation of formula retail has focused on the incidence of this phenomenon on the Third Street Promenade.  The proposed interim ordinance requires use permits of new or expanded formula retail only on the Promenade. The ordinance could be broadened to include other Bayside District streets.  No proliferation of formula retail has yet occurred on other District streets.  Still, the Council may wish to broaden the geographical limits of the proposed ordinance to ensure balanced retail development in the remainder of the District.  A counterargument is that the other District streets lack the Promenade’s vibrancy and pedestrian appeal and thereby face greater challenges in attracting highly appealing, pedestrian-oriented tenants for ground-floor commercial space.  Formula retailers, who generally enjoy high levels of public recognition, may help to enliven the other district streets by attracting more pedestrians and customers. Additional regulatory reviews for proposed tenants could further challenge leasing and associated vibrancy on those streets. 

 

Type of Permit

The proposed ordinance contemplates that any new or expanded formula retail business would be required to obtain a Use Permit. The Zoning Administrator grants Use Permits if the relevant findings can be made. The decisions of the Zoning Administrator may be appealed to the Planning Commission. Alternatively, a Conditional Use Permit (CUP) could be required of proposed formula retail.  A CUP may be granted by the Planning Commission if the relevant findings can be made and decisions of the Planning Commission may be appealed to the City Council for final determination.  CUPs are intended for cases where the potential effects of a proposed use on the surrounding environment are considered to be of greater significance than those subject to a Use Permit.  The proposed ordinance could be modified to require a CUP if the Council believes that the severity of the formula retail issue warrants a higher level of review and final determination by the City Council.  This process would likely add considerable time to the development process due to agenda logistics for the Planning Commission and Council.

 

Workload Considerations

 

An additional consideration with respect to the proposed ordinance is the expected impact to City Planning Division workload.  Currently, new or expanded retail establishments on the Promenade are generally approved administratively.  While the number of applicants that would be subject to the proposed new requirements is unknown, the appeal of the Promenade to formula retailers is expected to continue and the associated number of permit applications would not be inconsequential.  Use Permits would entail additional staff analysis, preparation of staff reports, and Zoning Administrator hearings.  Given the divergent opinions regarding formula businesses generally, it is likely that many of the Zoning Administrator’s determinations would be appealed, necessitating addition analysis and reports and further burdening the substantial Planning Commission caseload. The additional workload is expected to negatively affect the timeliness of the Council’s priority planning projects.

 

CEQA STATUS

The proposed ordinance is categorically exempt from CEQA under Class 5, minor alterations in land use limitations.  Because the ordinance would not alter current standards for the density or quantity of permitted commercial development, it will not result in any new changes in land use or density and is therefore categorically exempt from CEQA.

 

BUDGET/FINANCIAL IMPACT

Adoption of the proposed ordinance will have no budget or financial impact.

 

 

 

RECOMMENDATION

It is respectfully recommended that the Council consider the attached interim ordinance for first reading.

 

Prepared by:        Suzanne Frick, Director, Planning and Community Development

                              Jeff Mathieu, Director, Resource Management

                              Andy Agle, Assistant Director, Planning and Community Development

             

Attachments:

 

A.     September 9, 2003 Study Session Staff Report

B.     Proposed Ordinance