City Council Meeting: October 14, 2008

Agenda Item: 7-F

To:                   Mayor and City Council

From:              Marsha Jones Moutrie, City Attorney

Subject:          Ordinance Amending The Anti-Smoking Law To Prohibit Smoking In Multi-Unit Residential Common Areas and To Create a Tobacco Retailer Licensing Program; Resolution Urging Local Pharmacies Not To Sell Or Promote Tobacco Products; and Informational Update On Other Potential Areas of Smoking Regulation In Multi-Unit Residential Properties

 

 

Recommended Action

Staff recommends that Council consider introducing for first reading the attached proposed ordinance and adopt the attached non-binding resolution. Staff also seeks Council direction for possible additional areas of tobacco regulation as described below.

 

Executive Summary

The proposed ordinance would do two things. It would amend the City’s anti-smoking ordinance to prohibit smoking in all indoor and outdoor common areas at multi-unit residential properties. It also would create a tobacco retailer licensing program. There is no significant cost to the City associated with either proposed ordinance or with the proposed non-binding resolution.  However, the ban on smoking in outdoor common areas raises significant issues which warrant careful consideration, including the rights and expectations of existing tenants and difficulties of enforcement.  The report also provides information requested by Council on local feedback to Staff inquiries regarding possible further regulation of smoking in multi-unit residential properties.

 

 

Background

Following public discussion at its meeting of April 8, 2008, Council directed staff to prepare an ordinance amending the City’s anti-smoking ordinance to prohibit smoking at outdoor common areas of multi-unit residential properties; and to create a tobacco retailer licensing program. Council also directed staff to prepare a non-binding resolution urging local pharmacies not to sell tobacco products. Finally, Council directed staff to collect public opinion and feedback concerning possible additional regulation of smoking at multi-unit residential properties.

 

Discussion

 

A.  Proposed Ordinance

 

Prohibition of Smoking In Multi-Unit Residential Common Areas

Pursuant to Council’s direction the attached proposed ordinance would prohibit smoking at all common areas of multi-unit residential properties. Staff also recommends allowing property owners to designate a smoking location in common areas (with certain requirements), as reflected in the proposed ordinance. Council directed staff to consider this approach.  Based on public feedback and approaches used by other cities, allowing (but not requiring) designated smoking areas appears a fair and reasonable compromise to accommodate smoking under certain circumstances where it is least likely to impact other residents. The proposed ordinance adopts the same standard used by the City of Oakland, which is the only other city with rent control to regulate smoking in outdoor common areas.

 

The proposed ordinance covers both indoor and outdoor common areas. Most if not all indoor common areas already are covered by California state law but staff agreed with public input that it would be clearer for the ordinance to include both.

 

There are other policy issues for Council’s consideration in approaching this ordinance. First, some members of the public have questioned whether the ordinance would include all multi-unit properties (including condominiums) or whether it would be limited to non-owner-occupied rental properties. It appears that practical and legal issues would be somewhat more complex at condominiums. On the other hand, owner-occupied condominiums would not involve issues of tenants’ rights which make apartment smoking regulation more complex from a policy perspective. The proposed ordinance applies to all multi-unit residential properties and makes explicit the inclusion of condominiums.

 

Second, Rent Control Board staff raised the issue that the ability of a tenant in a controlled unit to smoke in outdoor common areas might in certain cases be deemed by the Board a “housing service” that could not unilaterally be taken away by the landlord or used as the basis for eviction under the rent control laws. If Council legislates a prohibition on smoking it would not be the landlord taking unilateral action against the tenant. However, this issue does raise the question of whether the ordinance might impact the existing rights of smoking tenants. Unlike other areas of residential smoking regulation, with the common areas it would be difficult to create a grandfathering exemption for existing tenants.

 

Third, as is crucial with all potential areas of residential smoking regulation, Council needs to consider the appropriate means of enforcing the regulation of smoking in common areas. Staff elicited public opinions and ideas on this subject. Based on this input and the laws already adopted by other cities, the following are possible forms of enforcement for Council to consider:

Private right of action.  Oakland, Calabasas, and other cities have created a private right of action so that a private person can sue the smoking tenant in court for damages or civil penalties to redress violations of the ordinance. This approach provides tenants who are suffering from second-hand smoke with a direct legal remedy. It also has the advantage for smoking tenants of not directly impacting their tenants’ rights or tenancies since it need not alter the existing legal grounds for eviction. This is turn could minimize the temptation for unscrupulous owners to use smoking as a pretext to remove tenants in low-rent controlled units. The attached proposed ordinance includes this remedy.

Declaring smoking a nuisance.  Some cities have declared second-hand smoke a nuisance. Doing this in Santa Monica would provide landlords with just cause to evict a violating tenant under Charter Section 1806(a)(3). In the context of the requested ordinance, Council could limit this declaration of nuisance to smoking in residential common areas. This would obviously have a potential impact on the rights of certain smoking tenants who live in controlled rental units. It would also make private legal actions for nuisance by other tenants easier to bring. However, under existing legal definitions and emerging case law, smokers may already be liable for creating a nuisance regardless of location; so limiting the definition to common areas could create confusion.

Other landlord remedies.  Council could consider other remedies for landlords without declaring second-hand smoke in common areas a nuisance. For example, multiple warning notices could be required before landlords could take action to evict a recalcitrant tenant.

Infraction.  As with other violations of Santa Monica’s smoking law, common area smoking could be deemed an infraction subject to citation by law enforcement. In the private residential setting, this raises the question of how enforcement would operate. Unlike all of the current areas of regulation, which are essentially public places, there is no obvious or easy way for officers to enforce the regulation in private residential properties, or for other City staff to enforce.

 

Whatever enforcement approach Council takes, it is vital to consider the practical ramifications for landlords, smoking tenants, and non-smoking tenants. Remedies and the effect of the law on smoking tenants’ rights and tenancies need to be considered and carefully spelled out in the ordinance. Landlords and their organizations have expressed concern about landlords’ potential liability to non-smoking tenants if they fail to take action against smokers; they also expressed concern that they not be seen as violating tenants’ rights laws if they take action against smoking tenants. Rent Control Board staff and a representative of Santa Monicans for Renters Rights expressed concern that any regulation not undermine the existing rights or tenancies of tenants in controlled rental units. They also expressed concern that, even if existing smoking tenants are protected under the law, that some unscrupulous landlords may still use any anti-smoking regulation as a pretext for harassment of tenants in controlled units.

 

On the subject of potential owner responsibilities, Council could consider requiring landlords to serve notices of the law to all tenants; or to post no-smoking signs.

 

Under existing local law, it is not clear whether a landlord can evict a tenant in a controlled unit for smoking. The potential legal arguments available to a landlord to do so are highly fact-specific and would depend on the details of each case. The potential arguments are: (1) the tenant “has committed a material and substantial breach of an obligation or covenant of his or her tenancy”; (2) the tenant is committing a nuisance; (3) the tenant is “creating a substantial interference with the comfort, safety, or enjoyment of other occupants or neighbors”; or (4) the tenant is “convicted of using or expressly permitting a controlled rental unit to be used for any illegal purpose.”

 

The proposed ordinance includes a separate right of action to redress violations in court. This could be utilized by another tenant, a landlord, the City, or others. The ordinance also includes residential common areas in the general list of locations where smoking is prohibited.

 

Tobacco Retailer Licensing Program

Pursuant to Council’s direction the attached proposed ordinance would create a tobacco retailer licensing program in Santa Monica.

 

The ordinance includes most of the features present in similar ordinances in other California cities and counties. The following are the principal features of the ordinance:

Requires all sellers of tobacco products to have and display a special license.

Prohibits tobacco product sales to minors and violating other related laws.

Provides for suspension of the license after the first and second violations within five years; and revocation of the license after the third violation within five years.

The administration, enforcement, and education of the program is funded by the annual fees.

Staff has consulted with the Finance and Police Departments about administration and enforcement of the ordinance, respectively. Staff recommends that the City Attorney’s Office oversee the enforcement of the program with the assistance of Police for the periodic undercover stings regarding underage sales of cigarettes. Staff also recommends that Finance oversee the administration of the program.

 

The two main policy options in this area are which prohibitions to include; and how to address repeated violations. The prohibitions in the proposed ordinance are fairly standard in the many similar ordinances throughout the state. The remedies for repeat violations vary widely in other cities. Most cities provide for eventual revocation of the license after repeated violations within a prescribed period (typically three to four violations within a five-year period). However, the effects of revocation are diverse. Some cities allow the offending business to re-apply within as little as sixty days. Others appear to impose a permanent ban upon revocation. Other cities allow the business to re-apply, but not until a period of five years or sometimes less has elapsed. Under the proposed ordinance a revoked licensee cannot re-apply for five years.

 

Council could consider adding the sale of tobacco paraphernalia to the ordinance. The proposed ordinance covers only tobacco products.

 

Non-Binding Resolution For Local Pharmacies

Pursuant to Council’s direction staff has prepared the attached resolution supporting local and statewide laws that prohibit the sale and promotion of tobacco products in pharmacies and drugstores; and urging local pharmacies and drugstores not to sell tobacco products. The American Lung Association has offered to send a letter to each affected business in Santa Monica informing them of the resolution if passed.

 

B.  Informational Update On Potential Options In Residential Smoking Regulation

 

Public Opinions On Residential Smoking Regulation

Pursuant to Council’s direction staff solicited opinions, ideas and questions from the public and various groups on the subject of multi-unit residential smoking regulation. Staff solicited feedback from and invited to a public meeting the following groups: the Rent Control Board, Housing Division, Santa Monicans for Renters’ Rights, Apartment Association of Greater Los Angeles (AAGLA), Action Apartment Association, Western Center on Law And Poverty, Legal Aid Foundation of Los Angeles, Healthier Solutions, Smoke-Free Apartment House Registry, and each of the local Neighborhood Associations. Staff also issued a press release and held a public meeting at the Main Library on May 29 which was attended by approximately 25 people.

 

Staff received 34 emails and letters and 15 telephone calls on the subject. These responses are summarized below.

 

Representatives of Smoke-Free Apartment House Registry expressed a strong need to protect tenants from second-hand smoke in residential properties. They outlined a series of potential measures to address the problem. (See Attachment C.) Individual tenants also wrote or spoke at the meeting to express similar concerns with the ill effects they have experienced from the second-hand smoke of other tenants.

 

Rent Control Board staff and a representative of Santa Monicans for Renters Rights expressed reluctance to adopt any form of residential smoking restrictions due to the concern that they could undermine the rights of existing tenants in controlled rental units. They also expressed concern that unscrupulous landlords might use any anti-smoking regulation as a pretext for harassing tenants. The chairperson of the Rent Control Board wrote to express strong opposition to any form of residential smoking regulation. (See Attachment C.) Although the full Board has not yet considered the issue in the wake of Council’s latest inquiry, the Board did consider the issue at one of its meetings in 2007 and appeared to unanimously, albeit informally, opposed any such legislation. The Housing Commission plans to address the issue at its June 19, 2008 meeting.

 

A representative of the Western Center of Law and Poverty expressed opposition to any form of residential smoking regulation, arguing that individuals who are poor, disabled, or of color tend to both rent and smoke at higher rates than the general population. Thus, the argument goes, any regulation on residential smoking would have a disparate impact on each of those groups – not only existing tenants but future applicants as well.

 

A representative of AAGLA and some individual landlords and property managers expressed concerns that enforcement remedies and procedures be clearly and fairly spelled out in any future legislation. Some landlords opposed any regulation of rental properties as a violation of property rights. Others welcomed potential regulation.

 

In addition to these general views, staff solicited opinions concerning a series of specific areas for potential residential smoking regulation. The following is a summary of the areas discussed along with any specific public input:

Designate and disclose.  This approach requires owners to disclose to all future renters or condominium buyers which units allow smoking and which do not. All new occupants of a non-smoking unit would be barred from smoking. There are various ways to conduct the unit-designation process. Some members of the public urged that under this approach, non-smoking units be contiguous to each other. A tenants’ rights advocate opposed creating any new grounds for eviction. Landlords voiced concerns of bureaucracy and potentially inaccurate information being given to a landlord who then might be liable for passing it on.

Future tenancies.  This rule prohibits smoking in all residential units occupied under new leases as of a certain date. Some cities require lease clauses to this effect. Others mandate a percentage of units that must be smoke-free by a particular date. Landlord representatives expressed fear over becoming the enforcers of this rule and a desire to remove the temptation of unscrupulous landlords to evict tenants by leaving enforcement to others. Some residents suggested not limiting smoking bans to future tenants in light of existing problems.

New housing construction.  Under this model, smoking is banned either in all newly constructed multi-unit residential properties in a city, or in a percentage of new units. This regulation can also be phased in over time.

Balconies and patios.  According to the Smoke-Free Apartment Registry, more than half of all complaints they receive from tenants are about smoke entering their units from outside balconies and patios of other tenants. They urge that if smoking is prohibited inside any units that balconies and patios also be covered.

Declare smoking a nuisance.  As described above, this would facilitate the eviction of tenants whose smoking harms others and it would also facilitate private actions by tenants. There appeared to be widespread support for this approach at the public meeting although Rent Board staff voiced continuing concern that existing tenants’ rights not be undermined. Also the SMRR representative suggested that it would be unfair to adopt a residential nuisance rule for smoking without making smoking a nuisance citywide. Under existing state and local law the nuisance remedy already can be used to address smoking in some cases.

Declare rights of landlords to regulate.  Similar to S.B. 1598, Council could consider an ordinance declaring the right of landlords to designate units or properties as smoke-free, while grandfathering existing smoking tenants. This approach was strongly endorsed by landlord representatives. No significant opposition to it was voiced by other groups in the outreach, although the Western Center on Law and Poverty opposes even the declarative portion of S.B. 1598 since, they argue, it may be perceived as an encouragement to evict smoking tenants and thereby disproportionately affect certain demographic groups.

 

Additional outreach in summer 2008

Legal staff has conducted more outreach since the posting of the most recent staff report in early June. On June 19, 2008 staff presented the issues involved in residential smoking regulation to the Housing Commission. The commissioners recognized the complexities of regulating in this area. They generally agreed with the benefits of prohibiting smoking in residential common areas. They also favored the idea of a declaration of existing rights.

 

Staff next presented the issue at a meeting of the Apartment Association of Greater Los Angeles (AAGLA) on June 23, 2008. AAGLA members voiced concern about potential rent decrease petitions if tenants violated the smoking laws. They also expressed a desire for landlords not to have to enforce residential smoking laws and potential liability for failing to do so.

 

Staff presented the issue at a meeting of the Rent Control Board on July 10, 2008. The Rent Board members unanimously opposed the idea of residential smoking regulation. They raised issues including the number of people from certain demographic groups who are disproportionately more likely to smoke (the poor, minorities, the disabled, and renters); concerns about raising ire between tenants; problems of enforcement; and incentivizing evictions.

 

Promotion of quitting

Many have pointed out that underlying all of this discussion is the fact that the vast majority of smoking adults would like to quit for health reasons, but have trouble doing so due to the chemical addiction. Others have noted that poor and disabled residents are both more likely to smoke, and less likely to have access to cessation programs. In conjunction with any future smoking legislation, Council could consider having the City launch a campaign or promotion that would encourage and help smokers to quit smoking for good. This effort also could be combined with the direction to the public relations firm recently hired by the City to conduct public outreach on the smoking laws.

 

Regulation of exterior tobacco advertisements

Council requested information on potential regulation of advertisements for tobacco products on the exterior of businesses. Under current law, the City cannot regulate the content of advertisements, e.g., by specifying tobacco-related ads, despite any compelling health interests in this area. The City can only address the manner, size, location, and time of advertising generally.

 

Alternatives

As to the proposed residential common area smoking ordinance, Council could consider alternatives to the proposed approach including different remedies and a different approach to designated smoking areas, as described above.

 

As to the tobacco retailer licensing program, Council could consider changing the list of prohibitions and requirements in the ordinance. Council also could consider changing the prescribed remedies for repeat violations, as described above.

 

If Council wishes to act further in the area of residential smoking regulation, it could consider among the various approaches outlined above.

 

Public Outreach

Staff conducted public outreach regarding both the common area ordinance and the other potential areas for residential regulation as described above.

 

Financial Impacts & Budget Actions

Adoption of the proposed ordinance would have minor financial impact. The prohibition of smoking at outdoor residential common areas would be enforced primarily by private persons and would not involve City staff time for enforcement. The administrative and enforcement costs of the proposed tobacco retailer licensing program (which are not currently known) would be borne entirely by fees collected from the covered businesses in the form of the license fee. These fees would be adjusted annually to reflect actual costs. As with all smoking regulations adopted by Council, these new rules would be included in public educational outreach efforts conducted by City staff and possibly by outside consultants.

 

 

Prepared by:

Adam Radinsky, Head, Consumer Protection Unit

Paula Rockenstein, Consumer Affairs Specialist

 

Attachments:             A:   Proposed Ordinance

                                    B:   Proposed Resolution

 

 

Approved:

 

Forwarded to Council:

 

 

 

 

 

 

Marsha Jones Moutrie

City Attorney

 

P. Lamont Ewell

City Manager